Pak Sze Au
歐柏斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Sze Au (歐柏斯), CE reference ARJ810. Currently licensed at 1 firm(s): Annum Asset Management (Hong Kong) Limited. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2025-05-06 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2025-05-06 | present |
| Annum Asset Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2025-05-06 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-30 | 2024-12-19 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-30 | 2024-12-19 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-30 | 2024-12-19 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-12-19 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-12-19 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-31 | 2023-07-13 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-31 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-06 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-06 | 2023-07-13 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-09-06 | 2023-07-13 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 4 — Advising on securities | 2019-03-04 | 2021-04-24 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
RO | Type 9 — Asset management | 2019-03-04 | 2021-04-24 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-13 | 2019-03-04 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 |
Rep | Type 9 — Asset management | 2017-10-13 | 2019-03-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-29 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-29 | 2010-12-06 |