Lai Hung Tsoi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Hung Tsoi (蔡麗紅), a licensed Representative with CE reference ALI737. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.0 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-14 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-14 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-14 | present |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-16 | 2024-06-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-16 | 2024-06-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-05-03 | 2024-06-30 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-26 | 2023-01-16 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-26 | 2023-01-16 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-07 | 2018-01-19 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-03 | 2018-01-19 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-17 | 2016-12-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-11 | 2014-06-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-23 | 2010-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lai Hung Tsoi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.