Ka Ling Lam
林嘉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ling Lam (林嘉玲), CE reference APY696. Currently licensed at 1 firm(s): WRise Prestige Securities Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-13 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-25 | 2024-07-03 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-07 | 2010-06-25 |