Philip Yee Lap Li
李以立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Yee Lap Li (李以立), CE reference AJF874. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-23 | present |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2019-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2019-08-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-01 | 2019-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2010-06-01 | 2019-08-10 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-06-01 | 2019-08-10 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2010-06-01 | 2019-08-10 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-20 | 2010-05-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-20 | 2010-05-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-02-20 | 2010-05-21 |
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-20 | 2010-05-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-15 | 2008-02-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-15 | 2008-02-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-06-15 | 2008-02-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-06-15 | 2008-02-03 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-26 | 2006-04-15 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2003-11-26 | 2006-04-15 |