Wai Tat Kong
江偉達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tat Kong (江偉達), a licensed Responsible Officer with CE reference AOB431. Currently licensed at 1 firm(s): Wave Riders Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 — Advising on securities | 2009-05-25 | present |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2009-05-25 | present |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 — Asset management | 2009-05-25 | present |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-22 | 2009-05-25 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-22 | 2009-05-25 |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-12-22 | 2009-05-25 |