Matthew Thomas Lipton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Thomas Lipton, CE reference BNI289. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-03 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-03 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2018-10-12 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-08 | 2018-10-12 |