Cedric Roger Armand Jean-Yves Pouillart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cedric Roger Armand Jean-Yves Pouillart, a licensed Responsible Officer with CE reference BAU771. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 - Advising on securities | 2024-03-06 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 9 - Asset management | 2024-03-06 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-15 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-05-15 | present |