Tai Hung Liu
廖大熊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Hung Liu (廖大熊), CE reference AIU530. Currently licensed at 2 firm(s): WRise Prestige Securities Limited, WRise Prestige Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-20 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-20 | present |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-20 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-29 | 2024-03-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-02-29 | 2024-03-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2019-08-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-06 | 2010-05-31 |