Stephen Alexander Gorman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Alexander Gorman, CE reference BWV716. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-30 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-30 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-10 | 2025-10-15 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-10 | 2025-10-15 |