Chi Ming Mok
莫志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Mok (莫志明), a licensed Responsible Officer with CE reference AAF129. Currently licensed at 1 firm(s): Wave Riders Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 3.
More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | present |
| Wave Riders Investment Management Limited 獲富投資管理有限公司 |
RO | Type 9 — Asset management | present | present |