Joshua Michael Berger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Michael Berger, a licensed former licensee with CE reference BWV147. This person has 0.6 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 - Advising on securities | 2025-11-11 | 2026-06-30 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 9 - Asset management | 2025-11-11 | 2026-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joshua Michael Berger during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.