Dong Yang
楊棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Yang (楊棟), a licensed Responsible Officer with CE reference APR493. Currently licensed at 1 firm(s): WealthQuay Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-11-22 | present |
| WealthQuay Asset Management Limited 華凱資產管理有限公司 |
RO | Type 9 - Asset management | 2024-11-22 | present |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-06-25 | 2024-08-25 |
| Ahead Asset Management Limited 正得資產管理有限公司 |
RO | Type 9 - Asset management | 2024-06-25 | 2024-08-25 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-11-23 | 2021-07-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-11-23 | 2021-07-01 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-13 | 2018-11-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-09-13 | 2018-11-23 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2016-11-16 | 2018-07-15 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 - Asset management | 2016-11-16 | 2018-07-15 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-05-15 | 2016-07-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-03-04 | 2016-07-23 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-15 | 2015-03-04 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-07-15 | 2015-05-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-27 | 2010-06-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.