Winnie Wai Yee Ho
何慧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Wai Yee Ho (何慧兒), CE reference AFD506. Currently licensed at 1 firm(s): Wellington Management Hong Kong Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-15 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-15 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2018-08-15 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-17 | 2018-08-15 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-28 | 2015-05-18 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-08-28 | 2015-05-18 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-08-04 | 2012-08-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-08-04 | 2012-08-21 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-08-04 | 2012-08-21 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-24 | 2006-07-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-20 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-07-23 |