Ka Ho Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ho Wong (王家豪), a licensed Responsible Officer with CE reference AXX645. Currently licensed at 1 firm(s): Wan Lung Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-10 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-10 | present |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 - Asset management | 2022-10-10 | present |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 9 - Asset management | 2022-06-27 | 2022-08-09 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-30 | 2022-08-09 |
| Zhonghui International Securities Limited 中匯國際證券有限公司 |
RO | Type 4 - Advising on securities | 2021-06-30 | 2022-08-09 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-08-29 | 2020-08-29 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-30 | 2019-08-29 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2018-11-02 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-02 | 2018-11-02 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-02 | 2018-11-02 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2016-02-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-22 | 2016-02-14 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-22 | 2016-02-14 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-22 | 2016-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Ho Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.