Hiu Fung Lau
劉曉峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Fung Lau (劉曉峰), a licensed Responsible Officer with CE reference AJH484. Currently licensed at 1 firm(s): Wealth Management Cube Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 21.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-15 | present |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-28 | 2023-01-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 - Advising on securities | 2018-09-28 | 2023-01-16 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2018-09-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-28 | 2018-09-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 - Asset management | 2017-09-28 | 2023-01-16 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-20 | 2017-09-17 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-20 | 2017-09-17 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-15 | 2016-11-30 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-15 | 2016-11-30 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-27 | 2007-10-05 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-02-27 | 2007-10-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-05 | 2007-02-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-05 | 2007-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Fung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.