Joisse Siu Han Pun
潘肇嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joisse Siu Han Pun (潘肇嫻), CE reference AOQ594. Currently licensed at 1 firm(s): WRise Prestige Securities Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-18 | present |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2024-09-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-13 | 2010-06-09 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-01 | 2007-09-26 |