Xiao Luo
羅晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Luo (羅晓), CE reference BTQ849. Currently licensed at 1 firm(s): Wanhai Securities (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-18 | present |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-18 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-12 | 2024-06-28 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-12 | 2024-06-28 |