Cathy Wai Ping Lau
劉懷平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Wai Ping Lau (劉懷平), CE reference AUX352. Currently licensed at 1 firm(s): Target Capital Management Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-14 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-14 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-14 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-02 | 2016-07-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-22 | 2016-07-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-22 | 2016-07-28 |