Yanni Duan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanni Duan (段燕妮), a licensed Representative with CE reference BHU468. Currently licensed at 1 firm(s): Target Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-29 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-29 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-11-29 | present |
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 9 - Asset management | 2024-06-24 | 2024-10-17 |
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-02-01 | 2024-10-17 |
| Bison Corporate Finance Limited 貝森企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-10-31 | 2024-01-11 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-03-16 | 2021-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanni Duan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.