Tianyang Xiao
肖天洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyang Xiao (肖天洋), a licensed Representative with CE reference BDV085. Currently licensed at 1 firm(s): Taiping Assets Management (HK) Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-24 | present |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-24 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-04 | 2017-06-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-02-04 | 2017-06-04 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-02-04 | 2017-06-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-10 | 2017-06-04 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-09-10 | 2015-02-04 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-07-18 | 2015-01-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tianyang Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.