Pui Shan Suen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Suen (孫佩珊), a licensed Responsible Officer with CE reference BBS465. Currently licensed at 1 firm(s): Target Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-03-12 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-03-12 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2021-03-12 | present |
| Inter Capital Resources Limited 國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-06-15 | 2020-07-20 |
| Inter Capital Resources Limited 國際資本有限公司 |
RO | Type 4 - Advising on securities | 2017-06-15 | 2020-07-20 |
| Inter Capital Resources Limited 國際資本有限公司 |
RO | Type 9 - Asset management | 2017-06-15 | 2020-07-20 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2016-04-14 | 2017-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-06-22 | 2016-04-14 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-09-01 | 2017-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-09-01 | 2017-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-15 | 2014-09-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-15 | 2014-09-01 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-08-15 | 2014-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Shan Suen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.