William Siu Lung Chun
秦紹龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Siu Lung Chun (秦紹龍), CE reference AXK422. Currently licensed at 1 firm(s): Theia Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-20 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2024-08-20 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-12 | 2024-08-20 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-12 | 2024-08-20 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 — Asset management | 2024-07-12 | 2024-08-20 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2018-06-01 | 2024-03-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-11 | 2024-03-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-11 | 2024-03-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-08 | 2018-04-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-08 | 2018-04-06 |