Dong Wen Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Wen Chen (陳棟文), a licensed Responsible Officer with CE reference BPT403. Currently licensed at 1 firm(s): Theia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 - Advising on securities | 2024-03-15 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 - Asset management | 2024-03-15 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-29 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-29 | 2024-03-15 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 - Asset management | 2024-01-29 | 2024-03-15 |
| Generations Partners Company Limited 承源資本有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-14 | 2023-10-10 |
| Generations Partners Company Limited 承源資本有限公司 |
Rep | Type 9 - Asset management | 2023-07-14 | 2023-10-10 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Dong Wen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Junpeng Chen | Theia Securities Limited | 2024–present |
| Sze Wai Choy | Theia Securities Limited | 2024–present |
| William Siu Lung Chun | Theia Securities Limited | 2024–present |
| Kong Kit Tsang | Theia Securities Limited | 2024 |
| Tao Lin | Theia Securities Limited | 2025–present |
| Barry Ho Cheong Leung | Theia Securities Limited | 2025–2026 |
| Yihang Zhang | Theia Securities Limited | 2025–2026 |
| Ho Yin Lau | Generations Partners Company Limited | 2023 |
| Qijian Liang | Generations Partners Company Limited | 2023 |
| Evelyn Yin Wah Leung | Generations Partners Company Limited | 2023 |
| Yue Zhao | Theia Securities Limited | 2024 |