Wendy Pui Fun Lee
李佩芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Pui Fun Lee (李佩芬), CE reference ACW272. Currently licensed at 1 firm(s): Tai Tak Securities (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-17 |