Alice Kwok Lai Wong
黃幗麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Kwok Lai Wong (黃幗麗), CE reference ACZ177. Currently licensed at 1 firm(s): Tai Tak Securities (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-17 |