Tak Wing Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lo (盧得榮), a licensed Responsible Officer with CE reference AZD137. Currently licensed at 2 firm(s): Tianda Asset Management Limited, Tianda Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.2 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-23 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 - Advising on securities | 2023-02-23 | present |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-28 | present |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 - Asset management | 2022-12-28 | present |
| Zhenro Securities Co. Limited 正榮證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-18 | 2022-11-15 |
| Zhenro Asset Management Co. Limited 正榮資產管理有限公司 |
RO | Type 9 - Asset management | 2019-09-18 | 2022-11-15 |
| ARCH Capital Management Co. Limited 宏璟資本有限公司 |
Rep | Type 9 - Asset management | 2012-04-05 | 2014-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tak Wing Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.