Pengwei Luo
羅鵬巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengwei Luo (羅鵬巍), a licensed Responsible Officer with CE reference AJC185. Currently licensed at 1 firm(s): Ten Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ten Asset Management Limited 壹拾資產管理有限公司 |
RO | Type 9 - Asset management | 2020-07-14 | present |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-01-05 | 2020-07-10 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-25 | 2004-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pengwei Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.