Jor Man Yam
任佐民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jor Man Yam (任佐民), CE reference AAH270. Currently licensed at 1 firm(s): Tai Tak Securities (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-17 |