Junpeng Chen
陳俊鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junpeng Chen (陳俊鵬), a licensed Responsible Officer with CE reference BTR953. Currently licensed at 1 firm(s): Theia Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-19 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-19 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 - Asset management | 2023-09-19 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 - Asset management | 2023-09-05 | 2023-09-19 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-05-29 | 2023-09-19 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-05-29 | 2023-09-19 |