Angela Mei Lan Lee
李美蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela Mei Lan Lee (李美蘭), CE reference ADB609. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-10-08 | 2021-07-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-10-08 | 2021-07-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-10-08 | 2021-07-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2014-06-10 | 2019-06-26 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-11-19 | 2014-03-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2014-03-05 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 1 — Dealing in securities | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 4 — Advising on securities | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 7 — Providing automated trading services | present | 2003-10-01 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 9 — Asset management | present | 2003-10-03 |