Ho Leung Poon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Leung Poon (潘可亮), a licensed Responsible Officer with CE reference AAK420. Currently licensed at 2 firm(s): Hafoo Securities Limited, Hafoo Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 7 - Providing automated trading services; Type 9 - Asset management. This person has 23.0 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 9 - Asset management | 2023-12-18 | present |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 7 - Providing automated trading services | 2022-08-19 | present |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 4 - Advising on securities | 2019-09-11 | present |
| Hafoo Futures Limited 哈富期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-11-21 | present |
| Hafoo Futures Limited 哈富期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-11-21 | present |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-09 | present |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 9 - Asset management | 2020-08-06 | 2023-12-18 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2015-06-19 | 2015-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-16 | 2015-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-07-16 | 2015-10-30 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-06 | 2014-07-16 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-06 | 2014-07-16 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2011-07-28 | 2014-02-04 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2014-02-04 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-25 | 2014-02-04 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-09-25 | 2011-07-28 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2004-09-06 | 2013-05-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2010-04-12 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-04-12 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2004-09-06 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-07 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-07-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-07 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-07-07 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Leung Poon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.