Simon Ming Hon Shek
石明翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Ming Hon Shek (石明翰), a licensed Representative with CE reference AFS192. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 21.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-10 | present |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 - Advising on securities | 2006-08-03 | 2014-12-31 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 - Asset management | 2006-08-03 | 2014-12-31 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-20 | 2006-04-28 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-20 | 2006-04-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Ming Hon Shek during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.