Simon Ming Hon Shek
石明翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Ming Hon Shek (石明翰), a licensed Representative with CE reference AFS192. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-10 | present |
| HSBC Structured Funds (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-08-03 | 2014-12-31 |
| HSBC Structured Funds (Asia) Limited | Rep | Type 9 — Asset management | 2006-08-03 | 2014-12-31 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-20 | 2006-04-28 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-20 | 2006-04-28 |