Yu Wa So
蘇裕華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Wa So (蘇裕華), a licensed Representative with CE reference BCV119. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-24 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-02-28 | 2021-08-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-02-28 | 2021-08-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-02-28 | 2021-08-10 |