Wilson Chun Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wilson Chun Lam (林峻), a licensed Responsible Officer with CE reference AFP892. Currently licensed at 1 firm(s): HTF Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.8 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-21 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-10-21 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 - Asset management | 2024-10-21 | present |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-16 | 2024-10-21 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 9 - Asset management | 2024-10-16 | 2024-10-21 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 4 - Advising on securities | 2021-08-03 | 2024-07-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
RO | Type 9 - Asset management | 2021-08-03 | 2024-07-31 |
| Quantum Capital Management Limited 量子資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-24 | 2021-08-03 |
| Planetree Discount Lending Limited | RO | Type 8 - Securities margin financing | 2021-05-11 | 2021-06-11 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-07 | 2021-06-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-05-23 | 2021-06-11 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-05-21 | 2021-06-11 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-05 | 2019-05-23 |
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-05 | 2018-11-30 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-15 | 2016-05-16 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-10 | 2014-05-09 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-23 | 2014-05-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wilson Chun Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.