Leonard Long Shan Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leonard Long Shan Ho (何朗山), a licensed Representative with CE reference AOD111. Currently licensed at 2 firm(s): Haitong International Investment Managers Limited, Haitong International Asset Management (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-27 | present |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-27 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-27 | present |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-09-27 | present |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-09-27 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 - Asset management | 2017-09-27 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-03 | 2022-09-01 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-27 | 2020-12-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-09-27 | 2020-12-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-27 | 2020-12-09 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-11-03 | 2006-11-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Leonard Long Shan Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.