James Chuang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chuang, CE reference BLA372. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-09 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-09-22 | 2021-07-21 |