Ka Fei Lau
劉嘉輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fei Lau (劉嘉輝), CE reference ASL713. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-17 | 2011-07-01 |