Maverick Ho Yeung Lo
羅浩洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maverick Ho Yeung Lo (羅浩洋), CE reference BQS591. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-09 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-08 | 2023-09-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-08 | 2023-09-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-08 | 2023-09-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-08 | 2022-02-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-08 | 2022-02-17 |