Kwok Fung Lee
李國峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fung Lee (李國峯), CE reference AMF908. Currently licensed at 2 firm(s): Hafoo Futures Limited, Hafoo Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hafoo Futures Limited 哈富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-19 | present |
| Hafoo Futures Limited 哈富期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-11-19 | present |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2019-01-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-20 | 2019-01-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-06-20 | 2016-10-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-29 | 2015-12-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-29 | 2015-12-30 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-04-29 | 2014-10-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-08 | 2010-04-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-08 | 2010-04-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-03 | 2010-04-01 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-07-22 | 2010-04-01 |