Hon Wah Chan
陳漢華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wah Chan (陳漢華), CE reference ABN589. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-18 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-03-22 | 2023-08-15 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-11-19 | 2018-08-31 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2004-03-01 | 2008-04-14 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2004-03-01 | 2008-04-14 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-29 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Hoenig (Far East) Limited 漢歷(遠東)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |