Kaiwen Sun
孫凱文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiwen Sun (孫凱文), a licensed Representative with CE reference BIH180. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-31 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-02 | 2021-06-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-05 | 2018-09-07 |