Henry Roger Jacques Parker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Roger Jacques Parker, a licensed Representative with CE reference AXZ431. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-06 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-17 | 2022-08-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2022-08-31 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2013-11-13 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-09-12 | 2012-02-03 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-09-12 | 2012-02-03 |