Patricia Yee Ting Woo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Yee Ting Woo (胡苡婷), a licensed Representative with CE reference ARH501. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.2 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-07-24 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-07-24 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-07-24 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-07-24 | present |
| Gavekal Capital Limited | Rep | Type 9 - Asset management | 2013-09-04 | 2015-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2009-04-21 | 2012-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2009-04-21 | 2012-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2008-07-14 | 2009-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2008-07-14 | 2009-03-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patricia Yee Ting Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.