Patricia Yee Ting Woo
胡苡婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricia Yee Ting Woo (胡苡婷), a licensed Representative with CE reference ARH501. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-07-24 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-07-24 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-07-24 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-07-24 | present |
| Gavekal Capital Limited | Rep | Type 9 — Asset management | 2013-09-04 | 2015-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-04-21 | 2012-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-04-21 | 2012-03-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-04-21 | 2012-03-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2008-07-14 | 2009-03-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-14 | 2009-03-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-14 | 2009-03-12 |