Andrew James Grieve
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew James Grieve, CE reference AXL790. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-27 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-30 | 2018-06-25 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-23 | 2018-06-25 |
| J Capital Research Limited |
Rep | Type 4 — Advising on securities | 2012-09-17 | 2013-01-31 |
| Religare Capital Markets (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-06-24 | 2012-07-20 |