Hok Yuen Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Yuen Wong (黃學炫), a licensed Representative with CE reference AUA731. Currently licensed at 1 firm(s): HSBC Global Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2021-07-16 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-07-26 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-07-26 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2010-07-26 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-07-26 | present |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-28 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-28 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-10-28 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
Rep | Type 9 - Asset management | 2009-10-28 | 2011-08-31 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Hok Yuen Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.