Rong Ye
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rong Ye (葉戎), a licensed Representative with CE reference AYZ033. Currently licensed at 2 firm(s): HSBC Global Asset Management (Hong Kong) Limited, HSBC Investment Funds (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-04-01 | present |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2025-04-01 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2025-04-01 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2025-04-01 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-03-28 | 2024-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-03-28 | 2024-11-19 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2024-03-28 | 2024-11-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-18 | 2024-04-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-18 | 2024-04-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-07-18 | 2024-04-22 |
| J-Stone Capital Limited 璞石資本有限公司 |
RO | Type 4 - Advising on securities | 2021-12-13 | 2022-06-24 |
| J-Stone Capital Limited 璞石資本有限公司 |
RO | Type 9 - Asset management | 2021-12-13 | 2022-06-24 |
| J-Stone Capital Limited 璞石資本有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-21 | 2021-12-13 |
| J-Stone Capital Limited 璞石資本有限公司 |
Rep | Type 9 - Asset management | 2021-09-21 | 2021-12-13 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-03-18 | 2021-03-22 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-03-18 | 2021-03-22 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-09 | 2016-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Rong Ye during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.