Kwan Dik Ho
何君迪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Dik Ho (何君迪), a licensed former licensee with CE reference ABE366. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Future Securities Limited 未來證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-01 | 2019-12-16 |
| Future Securities Limited 未來證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-01 | 2019-12-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-20 | 2014-12-31 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-20 | 2014-12-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-21 | 2012-12-31 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-21 | 2012-12-31 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-08 | 2009-10-16 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-08 | 2009-10-16 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-09-08 | 2009-10-16 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-09-17 | 2009-07-12 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-11 | 2009-07-12 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-11 | 2009-07-12 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-07-05 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-07-05 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-02-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |