Sing Lung Ngai
魏星龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Lung Ngai (魏星龍), CE reference AQY372. Currently licensed at 1 firm(s): SIIC Capital (Hong Kong) Investment Management Company Limited. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-11 | present |
| SIIC Capital (Hong Kong) Investment Management Company Limited 上實資本(香港)投资管理有限公司 |
RO | Type 9 — Asset management | 2025-04-11 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-23 | 2025-02-28 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-23 | 2025-02-28 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 9 — Asset management | 2022-12-23 | 2025-02-28 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-21 | 2022-12-23 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-21 | 2022-12-23 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 9 — Asset management | 2022-10-21 | 2022-12-23 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-03-18 | 2022-09-30 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-23 | 2022-09-30 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 4 — Advising on securities | 2020-10-23 | 2022-09-30 |
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 9 — Asset management | 2020-10-23 | 2022-09-30 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2019-04-02 | 2020-09-30 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2019-04-02 | 2020-09-30 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2019-01-02 | 2019-04-02 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2018-12-27 | 2020-09-30 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2018-12-27 | 2020-09-30 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2018-12-27 | 2019-04-02 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-04 | 2018-12-17 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-04 | 2018-12-17 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-27 | 2018-12-17 |
| ACU Securities Limited |
Rep | Type 1 — Dealing in securities | 2017-08-11 | 2018-03-01 |
| ACU Securities Limited |
Rep | Type 4 — Advising on securities | 2017-08-11 | 2018-03-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-09 | 2015-06-10 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-02-09 | 2015-06-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-23 | 2015-06-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-22 | 2014-11-18 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-05 | 2014-10-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-26 | 2014-03-05 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-27 | 2010-10-01 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-05-27 | 2010-10-01 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-18 | 2010-10-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2010-04-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-02 | 2009-10-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-02 | 2009-10-03 |