Yiu Cheong Tse

謝耀祥
CE No. BAQ988 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Cheong Tse (謝耀祥), a licensed former licensee with CE reference BAQ988. This person has 3.1 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2015-02-13 2016-02-19
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2013-01-02 2016-02-19

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Cheong Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Peng Lin Southwest Securities (HK) Futures Limited 2015–2016
Yu Ming Chan Southwest Securities (HK) Futures Limited 2015–2016
Oi Yee Liu Southwest Securities (HK) Futures Limited 2015–2016
Yiu Chuen Nip Southwest Securities (HK) Futures Limited 2015–2016
Sing Hing Ng Southwest Securities (HK) Futures Limited 2015–2016
Stanley Siu Kay Chan Southwest Securities (HK) Futures Limited 2015–2016
Johnson Shing Tong Southwest Securities (HK) Futures Limited 2015–2016
Chi Keung Chan Southwest Securities (HK) Futures Limited 2015–2016
Chi Hong Li Southwest Securities (HK) Futures Limited 2015–2016
Fu Hang Suen Southwest Securities (HK) Futures Limited 2015–2016
Kwok Kei Chan Southwest Securities (HK) Futures Limited 2015–2016
Kenneth Chun Tak Ng Southwest Securities (HK) Futures Limited 2015–2016
Sze Yu Fung Southwest Securities (HK) Futures Limited 2015–2016
Haiqing Shi Southwest Securities (HK) Futures Limited 2015–2016
Ho Kei Tam Southwest Securities (HK) Futures Limited 2015–2016
Siu Yung Leung Southwest Securities (HK) Futures Limited 2015
Kwun Wang Yip Southwest Securities (HK) Futures Limited 2015
Wei Kwun Chan Southwest Securities (HK) Futures Limited 2015–2016
Tsz Bun Au Yeung Southwest Securities (HK) Futures Limited 2015–2016
Lee Yeung Chan Southwest Securities (HK) Futures Limited 2015–2016
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