Kit Lan Li
李潔蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Lan Li (李潔蘭), CE reference BAN027. Currently licensed at 3 firm(s): CES Forex (HK) Limited, Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited . Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2020-05-18 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-20 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-20 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-20 | present |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-04 | 2019-12-17 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-04 | 2019-12-17 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-26 | 2019-05-03 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-26 | 2019-05-03 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-09-19 | 2018-02-01 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-09-19 | 2018-02-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-10 | 2018-02-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-10 | 2018-02-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-10 | 2018-02-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-28 | 2017-08-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-28 | 2017-08-01 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-28 | 2017-08-01 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-25 | 2016-12-26 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-09 | 2016-11-07 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-09 | 2016-11-07 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-11 | 2015-04-02 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-11 | 2015-04-02 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-09-03 | 2014-12-06 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-08 | 2014-12-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2014-12-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-28 | 2014-12-06 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-22 | 2014-03-28 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-22 | 2014-03-28 |
| Oriental Wealth Securities Limited 東方滙富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-24 | 2013-07-11 |
| Oriental Wealth Futures Limited 東方滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-24 | 2013-07-11 |